Regulations & Master Circulars
Securities and Exchange Board of India (Research Analysts) Regulations, 2014
View on SEBI Website →Master Circular for Research Analysts
View Master Circular →Circulars
Recognition of BSE Limited as RAASB and IAASB
View Circular →Framework for Administration and Supervision of Research Analysts and Investment Advisers
View Circular →Usage of Brand Name / Trade Name by IAs and RAs
View Circular →Advertisement Code for Investment Advisers (IA) and Research Analysts (RA)
View Circular →Publishing of Investor Charter and Disclosure of Investor Complaints by Research Analysts
View Circular →Compliance Guidelines for Digital Accessibility (Rights of Persons with Disabilities Act, 2016)
View Circular →Adoption of UPI IDs for Payment Collection by SEBI Registered Intermediaries from Investors
View Circular →Most Important Terms and Conditions (MITC) for Research Analysts
View Circular →Consultation Papers
Consultation Paper on Mechanism for Fee Collection by SEBI Registered IAs and RAs
View Paper →Consultation Paper on Performance Validation Agency
View Paper →Proposals for Ease of Doing Business for Investment Advisers and Research Analysts
View Paper →Mandatory Policies to Maintain
Code of Conduct Policy
Research & Rationale Policy
Conflict of Interest / Personal Trading Policy
Record Retention Policy
Grievance Redressal Policy
Segregation of Research & Distribution Policy
Advertising & Public Communication Policy
Annual Compliance Audit Policy
PMLA & Anti-Money Laundering (AML) Policy
Digital Accessibility Policy (new requirement)